The intervention dilemma

Cambridge, United Kingdom – When should states intervene militarily to stop atrocities in other countries? The question is an old and well-traveled one. Indeed, it is now visiting Syria.

In 1904, US President Theodore Roosevelt argued that, “there are occasional crimes committed on so vast a scale and of such peculiar horror” that we should intervene by force of arms. A century earlier, in 1821, as Europeans and Americans debated whether to intervene in Greece’s struggle for independence, President John Quincy Adams warned his fellow Americans about “going abroad in search of monsters to destroy”.

More recently, after a genocide that cost nearly 800,000 lives in Rwanda in 1994, and the slaughter of Bosnian men and boys at Srebrenica in 1995, many people vowed that such atrocities should never again be allowed to occur. When Slobodan Milosevic engaged in large-scale ethnic cleansing in Kosovo in 1999, the United Nations Security Council adopted a resolution recognising the humanitarian catastrophe, but could not agree on a second resolution to intervene, given the threat of a Russian veto. Instead, NATO countries bombed Serbia in an effort that many observers regarded as legitimate but not legal.

In the aftermath, then-UN Secretary-General Kofi Annan created an international commission to recommend ways that humanitarian intervention could be reconciled with Article 2.7 of the UN Charter, which upholds member states’ domestic jurisdiction. The commission concluded that states have a responsibility to protect their citizens, and should be helped to do so by peaceful means, but that if a state disregarded that responsibility by attacking its own citizens, the international community could consider armed intervention.

The idea of a “responsibility to protect” (R2P) was adopted unanimously at the UN’s World Summit in 2005, but subsequent events showed that not all member states interpreted the resolution the same way. Russia has consistently argued that only Security Council resolutions, not General Assembly resolutions, are binding international law. Meanwhile, Russia has vetoed a Security Council resolution on Syria, and, somewhat ironically, Annan has been called back and enlisted in a so-far futile effort to stop the carnage there.

Until last year, many observers regarded R2P as at best a pious hope or a noble failure. But in 2011, as Colonel Muammar Gaddafi prepared to exterminate his opponents in Benghazi, the Security Council invoked R2P as the basis for a resolution authorising NATO to use armed force in Libya. In the United States, President Barack Obama was careful to wait for resolutions by the Arab League and the Security Council, thereby avoiding the costs to American soft power that George W Bush’s administration suffered when it intervened in Iraq in 2003. But Russia, China and other countries felt that NATO exploited the resolution to engineer regime change, rather merely protecting citizens in Libya.

‘A cat sits on a hot stove… ‘

In fact, R2P is more about struggles over political legitimacy and soft power than it is about hard international law. Some Western lawyers argue that it entails the responsibility to combat genocide, crimes against humanity and war crimes under the various conventions of international humanitarian law. But Russia, China and others are reluctant to provide a legal or political basis for actions such as what occurred in Libya.

There are other reasons why R2P has not been a success in the Syrian case. Drawn from traditional “just war” theory, R2P rests not only on right intentions, but also on the existence of a reasonable prospect of success. Many observers highlight the important physical and military differences between Libya and Syria that would make Syrian no-fly zones or no-drive zones problematic. Some Syrians who oppose President Bashar al-Assad’s regime, pointing to Baghdad in 2005, argue that the one thing worse than a cruel dictator is a sectarian civil war.

Such factors are symptomatic of larger problems with humanitarian interventions. For starters, motives are often mixed (Roosevelt, after all, was referring to Cuba). Moreover, we live in a world of diverse cultures, and we know very little about social engineering and how to build nations. When we cannot be sure how to improve the world, prudence becomes an important virtue, and hubristic visions can pose a grave danger. Foreign policy, like medicine, must be guided by the principle, “First, do no harm”.

Prudence does not mean that nothing can be done in Syria. Other governments can continue to try to convince Russia that its interests are better served by getting rid of the current regime than by permitting the continued radicalisation of his opponents. Tougher sanctions can continue to delegitimise the regime, and Turkey might be persuaded to take stronger steps against its neighbour.

Moreover, prudence does not mean that humanitarian interventions will always fail. In some cases, even if motives are mixed, the prospects of success are reasonable, and the misery of a population can be relieved at modest expense. Military interventions in Sierra Leone, Liberia, East Timor and Bosnia did not solve all problems, but they did improve the lives of the people there. Other interventions – for example, in Somalia – did not.

Recent large-scale interventions in Iraq and Afghanistan, though not primarily humanitarian, have eroded public support for military action. But we should recall Mark Twain’s story about his cat. After sitting on a hot stove, it would never sit on a hot stove again, but neither would it sit on a cold one.

Interventions will continue to occur, though they are now more likely to be shorter, involve smaller-scale forces and rely on technologies that permit action at greater distance. In an age of cyber warfare and drones, the end of R2P or humanitarian intervention is hardly foretold.

Joseph S Nye is a professor at Harvard University and author of The Future of Power.

A version of this article was first published on Project Syndicate.